Doc 4444. Edition 16
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Procedures For Air Navigation Services. Air Traffic Management
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Published in separate English, Arabic, Chinese, French, Russian and Spanish editions by the INTERNATIONAL CIVIL AVIATION ORGANIZATION 999 Robert-Bourassa Boulevard, Montral, Quebec, Canada H3C 5H7 For ordering information and for a complete listing of sales agents and booksellers, please go to the ICAO website at www.icao.int Fifteenth edition 2007 Sixteenth edition 2016 Doc 4444, Procedures for Air Navigation Services Air Traffic Management Order Number 4444 ISBN 978-92-9258-081-0 print version ISBN 978-92-9265-601-0 electronic version ICAO 2016 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, without prior permission in writing from the International Civil Aviation Organization.
iii AMENDMENTS Amendments are announced in the supplements to the Catalogue of ICAO Publications the Catalogue and its supplements are available on the ICAO website at www.icao.int. The space below is provided to keep a record of such amendments. RECORD OF AMENDMENTS AND CORRIGENDA AMENDMENTS CORRIGENDA No. Date applicable Date entered Entered by No. Date of issue Date entered Entered by Amendments 1-7-A incorporated in this edition. 7-B 5/11/20 ICAO 8 8/11/18 8/11/18 ICAO 9 5/11/20 ICAO 10 4/11/21 ICAO
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Doc 4444. Edition 16. Procedures For Air Navigation Services. Air Traffic ManagementDoc 4444. Edition 16. Air Traffic Management.Doc 4444. Edition 16. Procedures For Air Navigation Services. Air Traffic ManagementDoc 4444. Edition 15. Air Traffic ManagementDoc 4444. Edition 14. Air Traffic ManagementDoc 4444. Edition 13. RULES OF THE AIR AND AIR TRAFFIC SERVICESDoc 4444. Edition 12. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 11. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 9. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 8. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 7. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 6. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 5. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 4. RULES OF THE AIR and AIR TRAFFIC SERVICESDoc 4444. Edition 2. AIR TRAFFIC CONTROLDoc 4444. Edition 1. MANUAL OF OPERATING INSTRUCTIONS FOR AREA TRAFFIC CONTROL.Annex 1. Edition 14. Personnel LicensingAnnex 2. Edition 11. Rules of the AirAnnex 3. Edition 20. Meteorological Service for International Air Navigation. Part I — Core SARPs. Part II — Appendices and AttachmentsAnnex 4. Edition 11. Aeronautical ChartsAnnex 6. Part 1. Edition 12. Operation of Aircraft. Part I. International Commercial Air Transport. AeroplanesAnnex 7. Edition 6. Aircraft Nationality and Registration MarksAnnex 8. Edition 13. Airworthiness of AircraftAnnex 9. Edition 16. FacilitationAnnex 10. Vol 1. Edition 8. Aeronautical Telecommunications. Volume I. Radio Navigation AidsAnnex 11. Edition 15. Air Traffic ServicesAnnex 14. Vol 1. Edition 9. Aerodromes. Volume I. Aerodrome Design and OperationsAnnex 15. Edition 16. Aeronautical Information ServicesAnnex 19. Edition 2. Safety ManagementDoc 7030. Edition 5. Regional Supplementary ProceduresDoc 8168. Vol 2. Edition 7. Procedures for Air Navigation Services. Aircraft Operations. Volume II. Construction of Visual and Instrument Flight ProceduresDoc 10066. Edition 1. Procedures for Air Navigation Services. Aeronautical Information ManagementDoc 7910. Edition 192. Location IndicatorsDoc 8071. Vol 1. Edition 5. Manual on Testing of Radio Navigation Aids. Volume I. Testing of Ground-based Radio Navigation SystemsDoc 8585. Edition 209. Designators for Aircraft Operating Agencies, Aeronautical Authorities and ServicesDoc 8643. Edition 52. Aircraft Type DesignatorsDoc 8896. Edition 13. Manual of Aeronautical Meteorological PracticeDoc 9365. Edition 5. Manual of All-Weather OperationsDoc 9426. Edition 1. Air Traffic Services Planning ManualDoc 9432. Edition 4. Manual of RadiotelephonyDoc 9476. Edition 1. Manual of Surface Movement Guidance and Control Systems (SMGCS)Doc 9574. Edition 3. Manual on a 300 m (1 000 ft) Vertical Separation Minimum Between FL 290 and FL 410 InclusiveDoc 9613. Edition 5. Performance-based Navigation (PBN) ManualDoc 9643. Edition 2. Manual on Simultaneous Operations on Parallel or Near-Parallel Instrument Runways (SOIR)Doc 9683. Edition 1. Human Factors Training ManualDoc 9689. Edition 1. Manual on Airspace Planning Methodology for the Determination of Separation MinimaDoc 9691. Edition 3. Manual on Volcanic Ash, Radioactive Material and Toxic Chemical CloudsDoc 9694. Edition 2. Manual of Air Traffic Services Data Link ApplicationsDoc 9718. Vol 1. Edition 2. Handbook on Radio Frequency Spectrum Requirements for Civil Aviation. Volume I. ICAO spectrum strategy, policy statements and related informationDoc 9830. Edition 1. Advanced Surface Movement Guidance and Control Systems (A-SMGCS) ManualDoc 9859. Edition 4. Safety Management ManualDoc 9863. Edition 3. Airborne Collision Avoidance System (ACAS) ManualDoc 9869. Edition 2. Performance-Based Communication and Surveillance (PBCS) ManualDoc 9870. Edition 1. Manual on the Prevention of Runway IncursionsDoc 9971. Edition 3. Manual on Collaborative Air Traffic Flow ManagementDoc 9992. Edition 1. Manual on the Use of Performance-based Navigation (PBN) in Airspace DesignDoc 10037. Edition 1. Global Operational Data Link (GOLD) Manual (English-only publication)Doc 10063. Edition 1. Manual on Monitoring the Application of Performance-Based Horizontal Separation MinimaCircular 241. Edition 1. Human Factors Digest No. 8 - Human Factors in Air Traffic ControlCircular 249. Edition 1. Human Factors Digest No. 11 - Human Factors in CNS/ATM SystemsCircular 322. Edition 1. Guidelines for the Implementation of GNSS Lateral Separation Minima based on VOR Separation MinimaCircular 324. Edition 1. Guidelines for lateral separation of arriving and departing aircraft on published adjacent instrument flight proceduresCircular 325. Edition 1. In-Trail Procedure (ITP) Using Automatic Dependent Surveillance – Broadcast (ADS-B)Circular 342. Edition 1. Automatic Dependent Surveillance - Contract (ADS-C) Climb And Descend Procedure (CDP)Circular 350. Edition 1. Guidelines for the Implementation of Reduced Divergence DeparturesВСЕ ДОКУМЕНТЫALL DOCUMENTSAIR TRAFFIC MANAGEMENTОРГАНИЗАЦИЯ ВОЗДУШНОГО ДВИЖЕНИЯICAO ANNEXES TO THE CONVENTION ON INTERNATIONAL CIVIL AVIATION & Procedures for Air Navigation Services (PANS)ПРИЛОЖЕНИЯ И ПРАВИЛА АЭРОНАВИГАЦИОННОГО ОБСЛУЖИВАНИЯAIR TRAFFIC MANAGEMENT AND ANNEXESОРГАНИЗАЦИЯ ВОЗДУШНОГО ДВИЖЕНИЯ И ПРИЛОЖЕНИЯProcedures for Air Navigation Services (PANS)ПРАВИЛА АЭРОНАВИГАЦИОННОГО ОБСЛУЖИВАНИЯDoc 4444
Table Of Contents
COVER PAGE
AMENDMENTS
TABLE OF CONTENTS
FOREWORD
Chapter 1. DEFINITIONS
2.2 OBJECTIVES
Chapter 2. ATS SAFETY MANAGEMENT
2.1 GENERAL
2.3 ATS SAFETY MANAGEMENT ACTIVITIES
2.4 MONITORING OF SAFETY LEVELS
2.5 SAFETY REVIEWS
2.6 SAFETY RISK ASSESSMENTS
2.7 SAFETY-ENHANCING MEASURES
3.1 CAPACITY MANAGEMENT
Chapter 3. ATS SYSTEM CAPACITY AND AIR TRAFFIC FLOW MANAGEMENT
3.2 AIR TRAFFIC FLOW MANAGEMENT
4.2 RESPONSIBILITY FOR THE PROVISION OF FLIGHT INFORMATION SERVICE AND ALERTING SERVICE
Chapter 4. GENERAL PROVISIONS FOR AIR TRAFFIC SERVICES
4.1 RESPONSIBILITY FOR THE PROVISION OF AIR TRAFFIC CONTROL SERVICE
4.3 DIVISION OF RESPONSIBILITY FOR CONTROL BETWEEN AIR TRAFFIC CONTROL UNITS
4.4 FLIGHT PLAN
4.5 AIR TRAFFIC CONTROL CLEARANCES
4.6 HORIZONTAL SPEED CONTROL INSTRUCTIONS
4.7 VERTICAL SPEED CONTROL INSTRUCTIONS
4.8 CHANGE FROM IFR TO VFR FLIGHT
4.9 WAKE TURBULENCE
4.10 ALTIMETER SETTING PROCEDURES
4.11 POSITION REPORTING
4.12 REPORTING OF OPERATIONAL ANDMETEOROLOGICAL INFORMATION
4.13 PRESENTATION AND UPDATING OFFLIGHT PLAN AND CONTROL DATA
4.14 FAILURE OR IRREGULARITY OF SYSTEMS AND EQUIPMENT
4.15 DATA LINK COMMUNICATIONS INITIATION PROCEDURES
Chapter 5. SEPARATION METHODS AND MINIMA
5.1 INTRODUCTION
5.2 PROVISIONS FOR THE SEPARATION OF CONTROLLED TRAFFIC
5.3 VERTICAL SEPARATION
5.4 HORIZONTAL SEPARATION
5.5 SEPARATION OF AIRCRAFT HOLDING IN FLIGHT
5.6 MINIMUM SEPARATION BETWEEN DEPARTING AIRCRAFT
5.7 SEPARATION OF DEPARTING AIRCRAFT FROM ARRIVING AIRCRAFT
5.8 TIME-BASED WAKE TURBULENCE LONGITUDINAL SEPARATION MINIMA
5.9 CLEARANCES TO FLY MAINTAINING OWN SEPARATION WHILE IN VISUAL METEOROLOGICAL CONDITIONS
5.10 ESSENTIAL TRAFFIC INFORMATION
5.11 REDUCTION IN SEPARATION MINIMA
6.3 PROCEDURES FOR DEPARTING AIRCRAFT
Chapter 6. SEPARATION IN THE VICINITY OF AERODROMES
6.1 REDUCTION IN SEPARATION MINIMA IN THE VICINITY OF AERODROMES
6.2 ESSENTIAL LOCAL TRAFFIC
6.5 PROCEDURES FOR ARRIVING AIRCRAFT
6.4 INFORMATION FOR DEPARTING AIRCRAFT
6.6 INFORMATION FOR ARRIVING AIRCRAFT
6.7 OPERATIONS ON PARALLEL OR NEAR-PARALLEL RUNWAYS
Chapter 7. PROCEDURES FOR AERODROME CONTROL SERVICE
7.1 FUNCTIONS OF AERODROME CONTROL TOWERS
7.2 SELECTION OF RUNWAY-IN-USE
7.3 INITIAL CALL TO AERODROME CONTROL TOWER
7.4 INFORMATION TO AIRCRAFT BY AERODROME CONTROL TOWERS
7.5 ESSENTIAL INFORMATION ON AERODROME CONDITIONS
7.6 CONTROL OF AERODROME TRAFFIC
7.7 CONTROL OF TRAFFIC IN THE TRAFFIC CIRCUIT
7.8 ORDER OF PRIORITY FOR ARRIVING AND DEPARTING AIRCRAFT
7.9 CONTROL OF DEPARTING AIRCRAFT
7.10 CONTROL OF ARRIVING AIRCRAFT
7.11 REDUCED RUNWAY SEPARATION MINIMA BETWEEN AIRCRAFT USING THE SAME RUNWAY
7.12 USE OF A VISUAL SURVEILLANCE SYSTEM IN AERODROME CONTROL SERVICE
7.13 PROCEDURES FOR LOW VISIBILITY OPERATIONS
7.15 AUTHORIZATION OF SPECIAL VFR FLIGHTS
7.14 SUSPENSION OF VISUAL FLIGHT RULES OPERATIONS
7.16 AERONAUTICAL GROUND LIGHTS
7.17 DESIGNATION OF HOT SPOT(S)
Chapter 8. ATS SURVEILLANCE SERVICES
8.1 ATS SURVEILLANCE SYSTEMS CAPABILITIES
8.2 SITUATION DISPLAY
8.3 COMMUNICATIONS
8.4 PROVISION OF ATS SURVEILLANCE SERVICES
8.5 USE OF SSR TRANSPONDERS AND ADS-B TRANSMITTERS
8.6 GENERAL PROCEDURES
8.7 USE OF ATS SURVEILLANCE SYSTEMS IN THE AIR TRAFFIC CONTROL SERVICE
8.8 EMERGENCIES, HAZARDS AND EQUIPMENT FAILURES
8.9 USE OF ATS SURVEILLANCE SYSTEMS IN THE APPROACH CONTROL SERVICE
8.10 USE OF ATS SURVEILLANCE SYSTEMS IN THE AERODROME CONTROL SERVICE
8.11 USE OF ATS SURVEILLANCE SYSTEMS IN THE FLIGHT INFORMATION SERVICE
Chapter 9. FLIGHT INFORMATION SERVICE AND ALERTING SERVICE
9.1. FLIGHT INFORMATION SERVICE
9.2 ALERTING SERVICE
Chapter 10. COORDINATION
10.1 COORDINATION IN RESPECT OF THE PROVISION OF AIR TRAFFIC CONTROL SERVICE
10.2 COORDINATION IN RESPECT OF THE PROVISION OF FLIGHT INFORMATION SERVICE AND ALERTING SERVICE
10.3 COORDINATION IN RESPECT OF THE PROVISION OF AIR TRAFFIC ADVISORY SERVICE
10.4 COORDINATION BETWEEN AIR TRAFFIC SERVICES UNITS AND AERONAUTICAL TELECOMMUNICATION STATIONS
Chapter 11. AIR TRAFFIC SERVICES MESSAGES
11.1 CATEGORIES OF MESSAGES
11.2 GENERAL PROVISIONS
11.3 METHODS OF MESSAGE EXCHANGE
11.4 MESSAGE TYPES AND THEIR APPLICATION
Chapter 12. PHRASEOLOGIES
12.1 COMMUNICATIONS PROCEDURES
12.2 GENERAL
12.3 ATC PHRASEOLOGIES
12.4 ATS SURVEILLANCE SERVICE PHRASEOLOGIES
12.5 AUTOMATIC DEPENDENT SURVEILLANCE — CONTRACT (ADS-C) PHRASEOLOGIES
12.6 ALERTING PHRASEOLOGIES
12.7 GROUND CREW/FLIGHT CREW PHRASEOLOGIES
Chapter 13. AUTOMATIC DEPENDENT SURVEILLANCE - CONTRACT (ADS-C) SERVICES
13.1 GENERAL
13.2 ADS-C GROUND SYSTEM CAPABILITIES
13.3 ADS-C-RELATED AERONAUTICAL INFORMATION
13.4 USE OF ADS-C IN THE PROVISION OF AIR TRAFFIC CONTROL SERVICE
13.5 USE OF ADS-C IN THE APPLICATION OF SEPARATION MINIMA
Chapter 14. CONTROLLER-PILOT DATA LINK COMMUNICATIONS (CPDLC)
14.1 GENERAL
14.2 ESTABLISHMENT OF CPDLC
14.3 EXCHANGE OF OPERATIONAL CPDLC MESSAGES
Chapter 15. PROCEDURES RELATED TO EMERGENCIES, COMMUNICATION FAILURE AND CONTINGENCIES
15.1 EMERGENCY PROCEDURES
15.2 SPECIAL PROCEDURES FOR IN-FLIGHT CONTINGENCIES IN OCEANIC AIRSPACE
15.3 AIR-GROUND COMMUNICATIONS FAILURE
15.4 ASSISTANCE TO VFR FLIGHTS
15.5 OTHER IN-FLIGHT CONTINGENCIES
15.6 ATC CONTINGENCIES
15.7 OTHER ATC CONTINGENCY PROCEDURES
15.8 PROCEDURES FOR ATS UNITS WHEN A VOLCANIC ASH CLOUD IS REPORTED OR FORECAST
Chapter 16. MISCELLANEOUS PROCEDURES
16.1 RESPONSIBILITY IN REGARD TO MILITARY TRAFFIC
16.2 RESPONSIBILITY IN REGARD TO UNMANNED FREE BALLOONS
16.3 AIR TRAFFIC INCIDENT REPORT
16.4 USE OF REPETITIVE FLIGHT PLANS (RPLs)
16.5 STRATEGIC LATERAL OFFSET PROCEDURES (SLOP)
16.6 NOTIFICATION OF SUSPECTED COMMUNICABLE DISEASES, OR OTHER PUBLIC HEALTH RISK, ON BOARD AN AIRCRAFT
Appendix 1. INSTRUCTIONS FOR AIR-REPORTINGBY VOICE COMMUNICATIONS
Appendix 2. FLIGHT PLAN
Appendix 3. AIR TRAFFIC SERVICES MESSAGES
Appendix 4. AIR TRAFFIC INCIDENT REPORT
Appendix 5. CONTROLLER-PILOT DATA LINK COMMUNICATIONS (CPDLC) MESSAGE SET
Appendix 6. ATS INTERFACILITY DATA COMMUNICATIONS (AIDC) MESSAGES