Doc 9303. Part 2. Edition 8
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Machine Readable Travel Documents. Part 2. Specifications for the Security of the Design, Manufacture and Issuance of MRTDs
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Approved by and published under the authority of the Secretary GeneralINTERNATIONAL CIVIL AVIATION ORGANIZATIONDoc 9303Machine Readable Travel DocumentsPart 2 Specifications for the Security of the Design,Eighth Edition, 2021Manufacture and Issuance of MRTDs
Published in separate English, Arabic, Chinese, French, Russian and Spanish editions by the INTERNATIONAL CIVIL AVIATION ORGANIZATION 999 Robert-Bourassa Boulevard, Montral, Quebec, Canada H3C 5H7 Downloads and additional information are available at www.icao.int/security/mrtd Doc 9303, Machine Readable Travel Documents Part 2 Specifications for the Security of the Design, Manufacture and Issuance of MRTDs Order No. 9303P2 ISBN 978-92-9265-319-4 print version ICAO 2021 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, without prior permission in writing from the International Civil Aviation Organization.
iii AMENDMENTS Amendments are announced in the supplements to the Products and Services Catalogue the Catalogue and its supplements are available on the ICAO website at www.icao.int. The space below is provided to keep a record of such amendments. RECORD OF AMENDMENTS AND CORRIGENDA AMENDMENTS CORRIGENDA No. Date Entered by No. Date Entered by The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of ICAO concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries.
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Doc 9303. Part 2. Edition 7. Machine Readable Travel Documents — Part 2 — Specifications for the Security of the Design, Manufacture and Issuance of MRTDsAnnex 9. Edition 16. FacilitationDoc 9303. Part 1. Edition 8. Machine Readable Travel Documents. Part 1. IntroductionAnnex 17. Edition 10. Security.Annex 17. Edition 11. Security.Annex 17. Edition 11. SecurityDoc 9587. Edition 4. Policy and Guidance Material on the Economic Regulation of International Air TransportDoc 9587. Edition 4. Policy and Guidance Material on the Economic Regulation of International Air TransportDoc 9626. Edition 3. Manual on the Regulation of International Air TransportDoc 9626. Edition 3. Manual on the Regulation of International Air TransportDoc 9826. Annual Report of the Council - 2003. Documentation for the Session of the Assembly in 2004Doc 9902. Assembly Resolutions in Force (as of 28 September 2007)Doc 9952. Annual Report of the Council - 2010Doc 10008. Edition 1. Assembly 37th Session. Montréal, 28 September – 8 October 2010. Economic Commission. ReportDoc 10047. Edition 1. Aviation Security Oversight ManualCircular 201. International Air Passenger and Freight Transport - Asia and PacificВСЕ ДОКУМЕНТЫALL DOCUMENTSDoc 9303
Table Of Contents
COVER PAGE
AMENDMENTS
TABLE OF CONTENTS
1. SCOPE
2. SECURITY OF THE MRTD AND ITS ISSUANCE
3. MACHINE ASSISTED DOCUMENT VERIFICATION
3.1 Feature Types
3.2 Basic Principles
3.3 Machine Authentication and eMRTDs
4. SECURITY OF MRTD PRODUCTION (DESIGN AND MANUFACTURING) AND ISSUANCE FACILITIES
4.1 Resilience
4.2 Physical Security and Access Control
4.3 Production Material Accounting
4.4 Transport
4.5 Personnel
4.6 Cyber Security
5. PROVISION OF INFORMATION ON NEWLY ISSUED MRTDS
6. PROVISION OF INFORMATION ON LOST AND STOLEN MRTDS
6.1 Communicating Proactively with Document Holders
6.2 Maintaining National Databases of Lost, Stolen and Revoked Travel Documents
6.3 Sharing Information about Lost, Stolen and Revoked Travel Documents with INTERPOL and Verifying Documents against INTERPOL Databases Systematically at Primary Inspection
6.4 Installing Checks to Determine Whether a Holder is Presenting a Lost, Stolen or Revoked Document at Border Crossing
7. REFERENCES (NORMATIVE)
APPENDIX A TO PART 2 — SECURITY STANDARDS FOR MRTDS (INFORMATIVE)
A.1 SCOPE
A.2 INTRODUCTION
A.3 BASIC PRINCIPLES
A.4 MAIN THREATS TO THE SECURITY OF TRAVEL DOCUMENTS
A.5 SECURITY FEATURES AND TECHNIQUES
APPENDIX B TO PART 2 — MACHINE ASSISTED DOCUMENT SECURITY VERIFICATION (INFORMATIVE)
B.1 SCOPE
B.2 DOCUMENT READERS AND SYSTEMS FOR MACHINE AUTHENTICATION
B.3 SECURITY FEATURES AND THEIR APPLICATION FOR MACHINE AUTHENTICATION
B.4 SELECTION CRITERIA FOR MACHINE VERIFIABLE SECURITY FEATURES
APPENDIX C TO PART 2 — OPTICAL MACHINE AUTHENTICATION (INFORMATIVE)
C.1 INTRODUCTION
C.2 DEFINITIONS
C.3 CATALOGUE OF GENERIC CHECK ROUTINES
C.4 RECOMMENDATIONS FOR MACHINE AUTHENTICATION OF MRTDS
C.5 MONITORING IN COMPLIANCE WITH DATA PROTECTION
C.6 BIBLIOGRAPHY
APPENDIX D TO PART 2 — THE PREVENTION OF FRAUD ASSOCIATED WITH THE ISSUANCE PROCESS (INFORMATIVE)
D.1 SCOPE
D.2 FRAUD AND ITS PREVENTION
D.3 RECOMMENDED MEASURES AGAINST FRAUD
D.4 PROCEDURES TO COMBAT FRAUDULENT APPLICATIONS
D.5 CONTROL OF ISSUING FACILITIES
APPENDIX E TO PART 2 — ASF/SLTD KEY CONSIDERATIONS (INFORMATIVE)